Parent's Right to Counsel Triggered when DHS Files for Family Supervision
In re: L.I. & H.D.K. (HSC March 11, 2021)
Background. The Department of Human
Service intervened between Mother and her child after Mother admitted to having
a substance abuse problem during an interview with DHS. On June 13, 2014, DHS
filed a petition for “Family Supervision.” Mother consented to the plan and
agreed to a service plan requiring her to participate in a substance abuse
assessment and recommended treatment, receive counseling, be responsible for
her child, and cooperate with DHS. At a status hearing, the family court, with
the Hon. Judge Keith E. Tanaka presiding, reviewed a DHS report detailing
Mother’s inability to “manage her life” and care for her child. The family
court revoked supervision and placed Mother’s child in foster care. The family
court also ordered another service plan in which Mother agreed to participate in
a psychological evaluation, substance abuse assessment and recommended
treatment including submitting to random urine analysis, and monthly contact
with a social worker. Counsel for Mother was not appointed until April 14, 2015—about
ten months after the filing of the first petition and 97 days after DHS filed
for temporary custody.
Mother’s second child, H.D.K., was born two months
later. The child tested positive for methamphetamine at birth. DHS filed
another petition for temporary foster custody over H.D.K. Mother failed to comply with her service
plans. DHS filed a motion to terminate Mother’s parental rights. The family
court granted the motion. Mother appealed and argued that counsel should have
been appointed sooner. The ICA affirmed. Mother petitioned to the HSC.
The Hawai'i Due Process Clause Mandates Right to
Counsel for Indigent Parents when DHS Files for Family Supervision. “[P]arents have a
constitutional right to counsel under article I, section 5 in parental
termination proceedings and . . . courts must appoint counsel for indigent
parents once DHS files a petition to assert foster custody over a child.” In
re TM, 131 Hawai'i 419, 421, 319 P.3d 338, 340 (2014). When DHS files for
custody, parental rights are “‘substantially affected.’ At that point, an
attorney is essential to protect an indigent parent’s liberty interest in the
care, custody and control of his or her children.” Id. at 435, 319 P.3d
at 354. However, the HSC in In re TM also states that counsel must be
appointed “upon the granting of a petition” for temporary custody.” Id.
at 436, 319 P.3d at 355.
Here, there was a 97-day delay between the
appointment of counsel and the DHS’s petition for temporary foster custody over
L.I. The HSC took this case to clarify one of the ambiguities in In re: TM.
The HSC explained that counsel must be appointed “when DHS files a petition for
family supervision because, at that point, parental rights are substantially
affected as foster custody can be ordered by the court at a subsequent hearing.”
Failing to Appoint Counsel upon Filing for Family Supervision is Structural Error. The HSC further held that the failure to appoint counsel for the indigent upon the filing for family supervision is structural error and requires vacating the lower court without examining whether the error is harmless. State v. Loher, 140 Hawai'i 205, 222, 398 P.3d 794, 811 (2017). Parents have a “substantive liberty interest in the care, custody, and control of their children that is protected by the due process clause” in the Hawaii Constitution. In re: TM, 131 Hawai'i at 421, 319 P.3d at 340. That liberty interest guarantees counsel for parents. Id. at 435, 319 P.3d at 354. And so, the HSC vacated the termination of parental rights order and remanded the case to the family court.
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