Counsel Deemed Ineffective for Failing to Giving Defendant Discovery and Failing to Trying to Subpoena a Witness that Might have Asserted Privilege.
Batalona v. State (HSC March 19, 2018)
Background. Albert Batalona, Sean Matsunaga, and Jacob Hayme
were charged with bank robbery in federal court. The charges against Batalona
were dropped and Matsunaga and Hayme were prosecuted with additional firearm
charges. The State took on Batalona’s bank robbery case by way of indictment
along with attempted murder in the first degree, and firearms offenses. In the meantime,
Matsunaga and Hayme reached plea agreements in federal court. In a recorded
statement, Matsunaga said that he had shot at the officer involved in the case.
At Batalona’s motions in
limine, the prosecution reiterated that it would not be calling Matsunaga and
requested that the recorded statement be excluded at trial. At trial the prosecution
adduced evidence that in the middle of the day, Batalona, Matsunaga, Hayme, and
Roger Dailey went into a bank with ski masks and firearms. They took $120,000
and left. Batalona and Matsunaga had AR-15s, Hayme had an AK-47, and Dailey had
a .357 revolver. HPD Officer Frederick Rosskopf arrived at the scene saw a man
with a ski mask near a vehicle. The man opened fire at the officer. A shoot out
broke out. The officer was not shot, but did receive scratches and bruises. Dailey
testified that Batalona stood on the door jamb of the passenger’s side and had
his rifle pointed at the officer during the shoot out. Officer Rosskopf could
not tell who was shooting at him.
Hayme’s recorded statement
was used in lieu of live testimony by the prosecution. The statement contained several
prejudicial points. Hayme’s statement asserted that he did not fire at first
and said that only one person was mounted on top of the vehicle. That was the
person—not Hayme—firing at the officer.
Batalona did not testify. He
was found guilty as charged and sentenced to life without parole. His judgment
was affirmed on direct appeal. Batalona brought a petition with a collateral
attack. The petition was denied without a hearing. The ICA affirmed on all
grounds except one: the circuit court should have held a hearing on the issue of
whether Batalona’s counsel was effective for not attempting to secure Hayme as
a witness. Batalona, pro se, and the
prosecution petitioned to the HSC.
Duty to Give Discovery to your Client. Batalona argued that
counsel’s failure to provide him with discovery amounted to ineffective assistance
of counsel.
The
attorney may provide the defendant with a copy of any discovery material
obtained if the attorney gives the prosecutor written notice of the attorney’s
intent to do so and the prosecutor does not file a motion for protective order
within ten (10) days of the receipt of the notice.
HRPP Rule 16(e)(3). The HSC
held that when this rule went to effect, counsel should have provided notice
and litigated the issue of providing Batalona with thousands of pages of
discovery. “Central to the protections of due process is the right to be
accorded a meaningful opportunity to present a complete defense.” State v. Tetu, 139 Hawaii 207, 219, 386
P.3d 844, 856 (2016). Batalona claimed in his petition that without the discovery
he could not guide and assist his counsel in presenting factual evidence to disprove
that he was the shooter.
No Discovery Dovetailed into Decision not to Testify. Batalona also claimed
that his lawyer urged him not to testify in his own defense. Batalona asserted
that his lawyer told him it would interfere with trial strategy and the
prosecution would “cut you to pieces” on cross-examination. Despite the Tachibana warnings, the HSC held that
this combined with the failure to provide discovery presented a colorable claim
requiring an evidentiary hearing. The defendant’s right to testify cannot be
the product of coercion. State v. Silva,
78 Hawaii 115, 123, 890 P.2d 702, 710 (App. 1995). The HSC held that it was
error to deny these issues without a hearing.
Counsel may be Ineffective for not Securing an Adverse
Witness.
The prosecution petitioned the HSC to review the ICA’s holding that there should
be a hearing on whether counsel was ineffective for failing to secure Hayme at
trial. Hayme’s redacted statement was used by the prosecution. Hayme’s redacted
statement was extremely prejudicial to Batalona and exculpated himself from his
involvement in the robbery. He was deemed unavailable and his statement was
admitted in evidence.
Hayme’s statement was
admitted as an exception to hearsay as a statement against interest. HRE Rule
804(b)(3). The declarant must be first found to be unavailable. HRE Rule
804(a). To demonstrate unavailability, there must be a good-faith effort to
locate and produce the declarant. State
v. Moore, 82 Hawaii 202, 223, 921 P.2d 122, 143 (1996). This requires that
the party “confirm on the record at the time of trial both the declarant’s unavailability
and that vigorous and appropriate steps were taken to produce the declarant’s
presence at trial.” Id.
The HSC held that counsel’s
failure to attempt to serve a subpoena on Hayme amounted to ineffective
assistance of counsel. Counsel should “undertake all feasible measures to
secure” Hayme at trial and cross-examine him. Batalona contended that Hayme was
in federal custody at the time of trial, but no efforts were made to secure his
presence. Counsel cannot assume that Hayme would have asserted his right against
self-incrimination. This failure to secure Hayme from federal custody impaired a
potentially meritorious defense and the issue of whether counsel was
ineffective warranted an evidentiary hearing.
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