Monday, May 5, 2014

The DUI Exception to Miranda?

State v. Won (ICA March 28, 2014)
Background. Yong Shik Won was charged with a single count of operating a vehicle while under the influence of an intoxicant. Won was pulled over in the middle of the night by the police and taken to the police station. Once at the station, the police read to Won a form with numbered paragraphs. Paragraph 1 read that any person operating a vehicle on the roadway “shall be deemed to have given consent to a test or tests” to determine the driver’s blood-alcohol content (BAC). Paragraph 2 read that Won was “not entitled to an attorney before you submit to a test or tests[.]” Paragraph 3 read that Won may refuse to take a test “except as provided in section 291E-21. However, if you refuse, “you shall be subject to up to thirty days imprisonment and/or fine up to $1,000 or the sanctions of 291E-65, if applicable.”

Won initialed paragraphs 1 and 3, but not 2 (the bit about the attorney). He told the police that he did not agree with that and would not initial it. Then he signed and dated the form and said he agreed to take a breath test, but refused a blood test. The breath test was given and the results showed a BAC of 0.170.

Won filed a motion to suppress, which was denied by the district court (Hon. Judge David Lo), and was found guilty. Won appealed. The Attorney General’s office filed an amicus brief arguing that the implied consent laws were constitutional.

The Implied Consent Statutory Scheme. Any person operating a vehicle on a public way, street, road, or highway “shall be deemed to have given consent . . . to a test or tests” to determine the driver’s blood-alcohol level. HRS § 291E-11(a). The test can only be administered after the driver “has been informed by a law enforcement officer that the person may refuse to submit to testing under this chapter.” HRS § 291E-11(b)(2). If a person refuses to take a test, “none shall be given.” HRS § 291E-15. For a long time, the consequences for a refusal were administrative in nature. In other words, it would adversely affect the person’s driver’s license and was not a criminal offense. HRS §§ 291E-41 and 65.

But in 2011, the Legislature criminalized acts of refusal: “[R]efusal to submit to a breath, blood, or urine test as required by part II is a petty misdemeanor.” HRS § 291E-68. A petty misdemeanor carries maximum penalties of 30 days in jail and a  fine of up to $1,000. HRS § 706-663 and 706-640.

Won’s Miranda Argument. Won argued that because it is now a criminal offense to refuse chemical testing, the police are required to apprise him of his constitutional right to remain silent, right to confer with counsel even if he cannot afford one, and be told that anything he says can and will be used against him in court. Because the police failed to inform him of these rights, his response to the implied consent form is inadmissible and the breath test results must be suppressed as a fruit of the poisonous tree. The ICA disagreed.

Miranda Warnings Required in Custodial Interrogations . . . The United States and Hawaii constitutions require “that before any reference is made at trial to statements made by the accused during custodial interrogation, the prosecutor must first demonstrate that certain safeguards were taken before the accused was questioned . . . [T]he prosecutor must show that each accused was warned that he had a right to remain silent, that anything he said could be used against him, that he had a right to the presence of an attorney, and that if could no[t] afford an attorney one would be appointed for him.” State v. Ketchum, 97 Hawaii 107, 116, 34 P.3d 1006, 1015 (2001); see also Miranda v. Arizona, 384 U.S. 436 (1966).

These warnings are required when the suspect is (1) in custody and (2) subject to an interrogation. State v. Ketchum, 97 Hawaii at 118-19, 34 P.3d at 1017-18. The ICA agreed with Won that there is no question that when the form was presented to him at the police station, Won was in custody. The court disagreed about interrogation.

“Interrogation” arises when the police officer “should have known that his or her words or actions were reasonably likely to elicit an incriminating response from the person in custody.” Id. at 119, 34 P.3d at 1018; See also Rhode Island v. Innis, 446 U.S. 291, (1980).

. . . but not Always. The ICA added that the law distinguishes a suspect being compelled to provide testimonial communications—in which Miranda applies—from being compelled to become the source of real or physical evidence. The communication, according to the ICA, is “testimonial” when the communication relates “to a factual assertion or disclose[s] information.” Pennsylvania v. Muniz, 496 U.S. 582, 589 (1990).

The Statutory Exception to Miranda Requirements!? The ICA rejected Won’s argument that Miranda warnings were required before being presented with the implied consent form. The ICA held inter alia that reading the form to Won did not constitute and interrogation and that his response was not a “testimonial communication.” According to the ICA, a DUI investigation presents “unique circumstances” for the police. The statutes require them to inform arrestees that they can refuse testing. In other words, their conduct in dealing with suspects is highly regulated by statute and is designed to prevent coercive police tactics Miranda was intended to protect. According to the ICA, the police are not looking for an incriminating response, but instead are just trying to comply with a statute. But putting that aside, the ICA concluded that the police inquiry “does not seek testimonial evidence because it is the act or conduct of refusing, not the means by which the refusal is communicated, that violates the criminal refusal statute.” In the end, the ICA held that presenting the form to Won did not constitute “interrogation” for Miranda purposes.

The Statutory Right to Counsel didn’t Apply Either. “It shall be unlawful in any case of arrest for examination . . . [t]o deny the person so arrested the right of seeing, at reasonable intervals and for a reasonable time at the place of the person’s detention, counsel or a member of the arrested person’s family . . . [and] [i]n case the person arrested has requested that the person see an attorney . . ., to examine the person before the person has had a fair opportunity to see and consult with the attorney[.]” HRS § 803-9. The ICA held that this statute, like Miranda, did not apply in Won’s case because this statute was in effect when the HSC came down with State v. Severino, CITE, which held that motorists are not entitled to consult with counsel before deciding on taking a test.
And even if this statutory right to counsel did apply, the ICA would not have suppressed the evidence. “Generally, where evidence has been obtained in violation of a statute, that evidence is not inadmissible per se in a criminal proceeding unless the statutory violation has constitutional dimensions” or if the defendant can show a nexus between the violation and the evidence. State v. Edwards, 96 Hawaii 224, 237-39, 30 P.3d 238, 251-53 (2001). Given the Miranda treatment, the ICA held that there was no constitutional dimension and Won failed to show the requisite nexus.

Telling Suspect he does not have the Right to Confer with Counsel is O.K. In addition to the constitutional and statutory rights, the forms themselves have to be accurate. “[A] driver’s ‘implied consent’ to an evidentiary chemical alcohol test is qualified by his or her implied right to refuse such a test after being accurately informed of his or her statutory right to consent or refuse, as well as the consequences of such consent or refusal.” State v. Wilson, 92 Hawaii 45, 49, 987 P.2d 268, 272 (1999). “Hawaii’s implied consent scheme mandates accurate warnings to enable the driver to knowingly and intelligently consent to or refuse a chemical alcohol test.” Id.

The ICA examined whether paragraph 2—which informed Won that he could not consult with an attorney before deciding on whether to take a test—was misleading. The ICA rejected this contention because there was no right to counsel to begin with.

Criminalizing the Act of Refusal is not Unconstitutional. The ICA moved on to reject Won’s contention that HRS § 291E-68 was unconstitutional. Won argued that in light of the recent case from the SCOTUS, Missouri v. McNeely, 133 S. Ct. 1552 (2013), he had a constitutional right to refuse all chemical testing and the criminalization of that right is unconstitutional. In that case, the SCOTUS held that the warrantless removal of a suspect’s blood can be justified when the prosecution shows an exception to the warrant requirement and that exigency is not a per se exception.

The ICA distinguished McNeely on several grounds. First, it noted that McNeely involved the warrantless intrusion under the skin for extracting a person’s blood. Won submitted to a breath test, which is less intrusive. “Unlike blood tests, breath tests do not require piercing the skin and may be conducted safely outside a hospital environment and with a minimum of inconvenience or embarrassment.” Skinner v. Railway Labor Executives Ass’n, 489 U.S. 602, 625 (1989). The ICA examined the refusal statute with regard to only breath tests, not blood tests. According to the ICA, McNeely did not address whether breath tests were subject to the warrant requirement or any of the remaining exceptions to the warrant requirement—like consent. The ICA examined the purpose of the implied consent scheme and balanced that against the privacy rights of drivers. In the end, the statute was deemed constitutional as it applied to breath tests anyway.

No Need for a Warrant in a Breath Test. The ICA made a short analysis about whether the police needed to obtain a search warrant before having Won submit to a breath test. In essence, it held that implied consent scheme was good enough for consenting to a search. It compared this scenario to airport inspections. See State v. Hanson, 97 Hawaii 71, 34 P.3d 1 (2001) (passenger’s implied consent to search toolbox at airport inspection extended to all contents in the box even after the passenger withdraws consent to search).

Editor’s Note. The ICA’s Miranda analysis is deeply strange. It is well-established that the police have to apprise suspects of their Miranda rights when they are in custody and subjected to an interrogation. An interrogation is determined when the police—by word or conduct—engage in express questioning or engage in conduct take action that they know or should know is likely to elicit an incriminating response. That’s it. There are no exceptions to this requirement.

And yet the ICA held that presenting implied consent forms requiring drivers to choose whether to submit to a test or refuse is not conduct by the police arising to “interrogation” for Miranda purposes. Why? How come? According to the ICA, the police are just complying with a statute—it is not designed to elicit incriminating statements—and thus, it is not something that the police know or should know to elicit an incriminating response.


What happens when a person refuses? What is a prosecution for a refusal supposed to look like? The best evidence of the refusal would be none other than the form and the statement from the driver that he or she “refused” to take a test. Certainly those are incriminating statements. Right? I guess not.

3 comments:

Sun Dry said...

True, the best evidence of the refusal would be none other than the form and the statement from the driver that he or she “refused” to take a test. Finding a DUI lawyer can be the most integral part of accomplishing the goals in such a case. There are lots of lawyers available out there and finding a helpful one can be quite a task.

YoBo said...

"Based on the foregoing analysis, the district court erred in not suppressing the result of Won’s breath test. The judgment on appeal of the ICA and the district court’s amended judgment of conviction are vacated, and the case is remanded to the district court for further proceedings consistent with this opinion.49

49 “When questions of state law are at issue, state courts generally have the authority to determine the retroactivity of their own decisions.” Garcia, 96 HawaiĘ»i at 211, 29 P.3d at 930. This is the first time that we announce the constitutional principle that the threat of criminal sanctions inherently precludes a finding of voluntariness in the context of the consent exception to the warrant requirement. As such, this decision applies only to this case and to all cases pending on direct appeal or not yet final at the time that this decision is rendered. By final, we mean those cases in which the judgment of conviction has been rendered and the availability of appeal and certiorari has elapsed. Id. at 214, 29 P.3d at 933."

Aloha everyone!! YSW

Eliseo Weinstein said...

This Yong Shik Won really speaks to me. The next time that I need a lawyer I am going to take the time to ask around and search on social media sites for advice. I made a rush judgement based on a commercial I saw, and looking back this lawyer really did nothing but cost me a small fortune. Lesson learned, thought I would just pass that on to your readers though.